工银理财被罚710万,因未按规定披露理财产品净值等
【工银理财被罚710万,因未按规定披露理财产品净值等】10月20日,国家金融监督管理总局行政处罚信息公开表显示,2023年10月18日,工银理财有限责任公司被处以罚款710万元。主要违法违规事实为:通过混同账户归集理财产品收益并支付费用,未做到理财产品之间相分离,理财产品未与所投资资产相对应,理财产品期限管理和估值方法不符合监管规定,对理财产品投资资产风险管理不到位,合作机构管理存在缺陷,未按规定披露理财产品净值,未穿透登记理财产品所持有资产管理计划等的底层持仓情况,理财产品信息登记不及时。","multimedia":{"img_url":["https://n.sinaimg.cn/zhibo/175/w402h573/20231020/fd33-c3e5797dd8824f378ebade6e83fc18ad.png"]},"commentid":"live:finance-152-3328364:0","compere_id":0,"creator":"mengfei11@staff.sina.com","mender":"mengfei11@staff.sina.com","create_time":"2023-10-20 20:02:48","update_time":"2023-10-20 20:02:53","is_need_check":"0","check_time":"1970-01-01 08:00:01","check_status":"1","check_user":"","is_delete":0,"top_value":0,"is_focus":0,"source_content_id":"0","anchor_image_url":"","anchor":"直播员","ext":"{"stocks":[{"market":"us","symbol":"idcbf","key":"u5de5u94f6"},{"market":"us","symbol":"idcby","key":"u5de5u94f6"},{"market":"fund","symbol":"159940","key":"u91d1u878d"}],"needPush":false,"needAIPush":false,"needCMSLink":true,"needCalender":false,"needProvince":"0","docurl":"https:\/\/finance.sina.com.cn\/7x24\/2023-10-20\/doc-imzruhsh5655016.shtml","docid":"mzruhsh5655016"}","old_live_cid":"0","tab":"","tag":[{"id":"3","name":"公司"}],"like_nums":0,"comment_list":{"list":[],"total":0,"thread_show":0,"qreply":0,"qreply_show":0,"show":0},"docurl":"https://finance.sina.cn/7x24/2023-10-20/detail-imzruhsh5655016.d.html","rich_text_nick_to_url":[],"rich_text_nick_to_routeUri":[],"compere_info":""},{"id":3328363,"zhibo_id":152,"type":0,"rich_text":"上交所拟对《上海证券交易所上市公司自律监管指引第1号——规范运作》《上海证券交易所科创板上市公司自律监管指引第1号——规范运作》涉及现金分红相关条款进行修订,现向社会公开征求意见。
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